Welcome to the SEC Zambia Portal

The Securities and Exchange Commission is the Regulator of the Capital Markets in Zambia.  The SEC was established through an Act of Parliament, the Securities Act of 1993 and falls under the jurisdiction of the Ministry of Finance and National Planning. The SEC is responsible for the supervision and development of the Zambian Capital Markets, as well as licensing, registration and authorization for financial intermediaries, issuers of debt and equity instruments and collective investment schemes.

We aim to promote and maintain a strong and facilitation regulatory framework that ensures the orderly development of an innovative and competitive capital market for the secure, fair, efficient and transparent issuance and trading of securities.

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I take control of my investment…so should you

Because my father saved and invested his money the right way. I am a pilot today. Did you know that the Zambian Capital Markets give you an opportunity to invest in stocks, bonds and collective investments schemes? I learnt from my father and now I have the chance to invest and secure my future.

Invest in Knowledge…
Learn and know about your capital markets
Have you taken time to learn about capital markets and the role of the Securities and Exchange Commission (SEC)?
As the regulator for Capital markets, the SEC is focused on providing a safe and secure environment for businesses to raise capital while protecting investors. The safety of our capital markets is our priority.

Access capital…
Using the stock exchange
Need capital to grow your business? Think capital markets! Here is why…

  • Access cheaper long term finance
  • Access permanent capital through equity
  • Enhance your public visibility and credibility
  • Use shares for mergers and acquisitions
  • Empower employees through Employee Share Options

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SEC FAQs

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